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Gokhan Guvenc

Charles Schwab & Co., Inc.

Walnut Creek, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-12
  • CA RA
    APPROVED
    Since 2022-04-12

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Moraga CA 07/2008 12/2021
Wells Fargo Advisors Llc Piedmont CA 01/2011 03/2020
Wells Fargo Clearing Services, Llc Moraga CA 03/2020 12/2021
Td Ameritrade Walnut Creek CA 01/2022 12/2022
Charles Schwab And Co., Inc. Walnut Creek CA 12/2022 Present
Charles Schwab Bank Ssb Walnut Creek CA 07/2024 Present
  • 07/2008 → 12/2021
    Wells Fargo Bank, N.A.
    Moraga, CA
  • 01/2011 → 03/2020
    Wells Fargo Advisors Llc
    Piedmont, CA
  • 03/2020 → 12/2021
    Wells Fargo Clearing Services, Llc
    Moraga, CA
  • 01/2022 → 12/2022
    Td Ameritrade
    Walnut Creek, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Walnut Creek, CA
  • 07/2024 → Present
    Charles Schwab Bank Ssb
    Walnut Creek, CA
Previous Registrations
  • 2022-01-18 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
    Walnut Creek, CA
  • 2022-01-18 → 2022-10-14
    Td Ameritrade, Inc.
    Walnut Creek, CA
    Omaha, NE
  • 2021-01-26 → 2021-12-20
    Wells Fargo Clearing Services, Llc
    Piedmont, CA
    Walnut Creek, CA
    Walnut Creek, CA
    Berkeley, CA
    Walnut Creek, CA
    Moraga, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-26
S63 Uniform Securities Agent State Law Examination 2011-12-15
  • S65 Uniform Investment Adviser Law Examination
    2021-01-26
  • S63 Uniform Securities Agent State Law Examination
    2011-12-15

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

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CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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