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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-08-01
  • CA RA
    APPROVED
    Since 2013-08-01

Branch Locations

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

Glendora, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Na Los Angeles CA 08/2012 Present
Citigroup Global Markets Inc Los Angeles CA 08/2012 Present
Other Businesses

Rental Property - Azusa, CA; Investment-related; Affiliation started 10/01/2013; Co-owner; Duties: Collect rent and pay mortgage; No time is devoted to the rental each month during or outside of security trading hours. ////Rental Property - San Dimas, CA; Investment-related; Started: January 1, 2024; Title: Owner; Duties: collect rent.; 0. hours are devoted each month during securities trading hours; 0. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-31
S63 Uniform Securities Agent State Law Examination 2004-08-11
  • S66 Uniform Combined State Law Examination
    2013-07-31
  • S63 Uniform Securities Agent State Law Examination
    2004-08-11

View on SEC IAPD

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