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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-07 |
| OR | RA | APPROVED | 2009-05-27 |
Branch Locations
1495 Nw Garden Valley Suite 201, Roseburg, OR 97471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Roseburg | OR | 05/2009 | Present |
1) NORRIS FARMS LLC, 8181 OAK HILL RD, ROSEBURG, OR 97471; NON INVESTMENT-RELATED; FAMILY FARMING OPERATION; SHAREHOLDER; ZERO HOURS DEVOTED TO THIS ACTIVITY PER MONTH AND DURING TRADING HOURS. 2) ACE3 SISTERS, LLC, 8181 OAK HILL RD, ROSEBURG, OR 97471; NON INVESTMENT-RELATED; PARTNER; ZERO HOURS DEVOTED TO THIS ACTIVITY DURING THE MONTH OR DURING MARKET HOURS. 3) YMCA OF DOUGLAS COUNTY; NON-INVESTMENT RELATED; ROSEBURG, OR; NON-PROFIT; EXECUTIVE BOARD MEMBER/SECRETARY; STARTING 1/1/2021; 2 HR/MO; NO TIME DURING SECURITIES TRADING HOURS; ATTEND MEETINGS AND SET POLICY FOR THE ORGANIZATION. 4) SLAPER; INVESTMENT RELATED; ROSEBURG, OR; REAL ESTATE INVESTMENT PARTNERSHIP; CO-OWNER WITH SPOUSE & OTHERS; STARTING 10/6/2021; NO HOURS DEVOTED TO THE ACTIVITY OR DURING SECURITIES TRADING HOURS. 5) FAMILY DEVELOPMENT CENTER; NON-INVESTMENT RELATED; ROSEBURG, OR; NON-PROFIT; BOARD; START 7/11/22; 3 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RELIEF NURSERY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-12 |
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