Bernadette Marie Strout

Current Employers

Employment History

• 01/2016 → 09/2022
  First Allied Securiites, Inc
  San Diego, CA
• 01/2015 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 01/2026
  Cetera Advisors Llc
  New York, NY
• 01/2026 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 01/2026 → Present
  Sailwinds Financial Strategies, Inc. (Dba For Advisory Business)
  Woodridge, NJ
• 11/2020 → 01/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-11-12 → 2026-01-16
  Cetera Investment Advisers Llc
  New York, NY
  Brick, NJ
• 2016-01-20 → 2020-11-12
  First Allied Advisory Services, Inc.
  New York, NY
• 2012-01-17 → 2016-01-15
  Gitterman Wealth Management, Llc
  Edison, NJ
• 2008-09-26 → 2012-01-25
  Ameriprise Financial Services, Llc
  Red Bank, NJ
• 2004-09-29 → 2008-10-14
  Ubs Financial Services Inc.
  Edison, NJ
  Weehawken, NJ
  Manalapan, NJ
  Manalapan, NJ

Other Businesses

1) Bernadette Strout is a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Ms. Strout spends approx. 10 hrs/week during trading hours on this activity. 2) Bernadette Strout is the owner of Sailwinds Financial Strategies, LLC, which is the operating entity for Bernadette Strout's advisory business and the dba she uses to promote her advisory activities. Bernadette Strout spends approximately 40 hours per week during trading hours working under this entity. 3) Bernadette Strout works with Kaplan as an Instructor where she provides financial education. Bernadette Strout spends approximately 1 hours per month on this activity during non-trading hours. There are no product sales or company names mentioned during this activity. 4) Bernadette Strout is a licensed insurance agent and the owner of Bernadette Strout Insurance, which is the operating entity to handle insurance commissions and expenses. Bernadette spends approximately 10 hours per week during trading hours working under this entity .

Exams

• S66 Uniform Combined State Law Examination
  2004-09-28

Designations

Other Names

• Bernadette Strout