Judd Taylor Carlton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-08-03
TX	RA	APPROVED_RES	2023-06-08
NC	RA	APPROVED	2016-02-01
FL	RA	APPROVED	2009-02-20
MA	RA	APPROVED	2009-02-17
NJ	RA	APPROVED	2006-05-15

MO RA
APPROVED

Since 2023-08-03
TX RA
APPROVED_RES

Since 2023-06-08
NC RA
APPROVED

Since 2016-02-01
FL RA
APPROVED

Since 2009-02-20
MA RA
APPROVED

Since 2009-02-17
NJ RA
APPROVED

Since 2006-05-15

Branch Locations

Short Hills, NJ • United States

163 Madison Avenue Suite 402, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Morristown	NJ	05/2006	Present

05/2006 → Present

Osaic Wealth, Inc.

Morristown, NJ

Previous Registrations

2004-10-21 → 2006-05-01

Morgan Stanley Dw Inc.

Fairfield, NJ

Fairfield, NJ

Other Businesses

1. ACTING AS AGENT FOR AN INSURER. STARTING IMMEDIATELY, 10 HOUR/MONTH, SOME DURING TRADING HOURS. 163 Madison Ave, Morristown, NJ 07960 2. GLASSNER CARLTON FINANCIAL LLC POSITION: Trustee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 163 Madison Avenue, Suite 402, Morristown NJ 07960, United States DESCRIPTION: Serving as Trustee for Glassner Carlton Financial LLC, the business entity for the practice affiliated with Osaic. There is an account for each staff member participating in the plan.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-20

S66 Uniform Combined State Law Examination

2004-10-20

Designations

Certified Financial Planner

Other Names

Judd Carlton

View on SEC IAPD