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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2013-11-06
  • CO RA
    APPROVED
    Since 2013-11-06

Branch Locations

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management Monument CO 11/2013 Present
  • 11/2013 → Present
    Advisors Asset Management
    Monument, CO
Previous Registrations
Other Businesses

1) Name: POSITIVE CARRY, LLC Address: 17686 E Cloudberry Dr, Parker CO 80134 title: Member/Manager start:11/2017 time: 1hr per week duties: Passive Member/Manager of POSITIVE CARRY LLC, which was formed to make a passive investment into UATP Springfield LLC, which was formed to develop franchise opportunities into Urban Air Trampoline & Adventure Park not securities investment related 2) Name: Channel Catfish, LLC Title: none start: 6/1/2022 time: none Passive investor in Goldfish Swim School not securities investment related 3) Name: Spotted Bass, LLC address: Louisville, KY title: member start:6/8/2022 time: very little Passive investor not securities investment related 4) Name: Odd Lot Partners LLC address:10 parks - multiple addresses title: Investor start:5/01/2023 time: zero Investor of a small percentage of a portfolio of Urban Air LLC trampoline parks, (10 parks). not securities related 5) Name: Estate for John Schultheis Address: 17686 E Cloudberry Dr. Parker, CO 80134 title: Personal Representative start: 8/27/25 time: Est 10hrs/wk Personal Representative of Estate (effectively the "Executor" though that's not the title in Arizona, where my father passed). not securities investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-24
  • S66 Uniform Combined State Law Examination
    2005-02-24
Other Names
  • Bradley Albert Schultheis

View on SEC IAPD

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