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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-20
  • CA RA
    APPROVED
    Since 2024-12-20

Branch Locations

50 Francisco Street Suite 245, San Francisco, CA 94133 • United States

300 N Bayshore Blvd, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hing Accountancy San Mateo CA 02/1994 Present
Pruco Securities, Llc. San Mateo CA 07/2004 Present
Previous Registrations
Other Businesses

1) 12/09/2024-Fox Family Foundation-Director for Private Foundation which aims to support the blind and visually impaired-Not Inv Related-At Jupiter, FL- Start date 01/01/2022-1hrs/mth-1hrs during trading 2)12/09/2024-Linda Dewey-Act in a Fiduciary Capacity-Not Inv Related-At San Mateo, CA-Start date 01/01/2020-2hrs/mth-2hrs during trading 3)12/09/2024-Oh Thiam Hock Scholarship Trust-Act in a Fiduciary Capacity-Not Inv Related-At San Mateo, CA-Start date 12/24/2017-1hrs/mth-1hrs during trading 4)12/11/2024; 300N Bayshore Blvd-Rental Real Estate Owner - Commerical Property- Inv Related-At San Mateo, CA-Start date 05/03/2000-0hrs/mth-0hrs during trading 5) 12/11/2024-Hing Accountancy Corporation-President, Public Accounting- Inv Related-At San Mateo, CA-Start date 11/02/1992-160hrs/mth-160hrs during trading 6)12/11/2024-92,1023 E Koio Dr M12-5-Owner-Rental of residential condo-Inv Related-At Kapolei, HI-Start date 03/01/2006-0hrs/mth-0hrs during trading 7) 12/11/2024-303 Shawmut 14-Owner-Residential Rental-Inv Related-At Boston, MA-Start date 11/05/2021-0hrs/mth-0hrs during trading 8) 12/11/2024-Bridgepoint Insurance LLC-Limited Partner-Non-Variable Insurance/Insurance Agency-Inv Related-At Greenbrae, CA-Start date 01/01/2023-1hrs/mth-1hrs during trading 9)12/12/2024-HING-Act in a Fiduciary Capacity-Not Inv Related-At Foster City, CA-Start date 11/24/1999-0hrs/mth-0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-10
S63 Uniform Securities Agent State Law Examination 2004-08-03
  • S65 Uniform Investment Adviser Law Examination
    2013-06-10
  • S63 Uniform Securities Agent State Law Examination
    2004-08-03
Other Names
  • Jimmie Marvin Hing
  • Jim Hing

View on SEC IAPD

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