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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-20 |
Branch Locations
50 Francisco Street Suite 245, San Francisco, CA 94133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hing Accountancy | San Mateo | CA | 02/1994 | Present |
| Pruco Securities, Llc. | San Mateo | CA | 07/2004 | Present |
1) 12/09/2024-Fox Family Foundation-Director for Private Foundation which aims to support the blind and visually impaired-Not Inv Related-At Jupiter, FL- Start date 01/01/2022-1hrs/mth-1hrs during trading 2)12/09/2024-Linda Dewey-Act in a Fiduciary Capacity-Not Inv Related-At San Mateo, CA-Start date 01/01/2020-2hrs/mth-2hrs during trading 3)12/09/2024-Oh Thiam Hock Scholarship Trust-Act in a Fiduciary Capacity-Not Inv Related-At San Mateo, CA-Start date 12/24/2017-1hrs/mth-1hrs during trading 4)12/11/2024; 300N Bayshore Blvd-Rental Real Estate Owner - Commerical Property- Inv Related-At San Mateo, CA-Start date 05/03/2000-0hrs/mth-0hrs during trading 5) 12/11/2024-Hing Accountancy Corporation-President, Public Accounting- Inv Related-At San Mateo, CA-Start date 11/02/1992-160hrs/mth-160hrs during trading 6)12/11/2024-92,1023 E Koio Dr M12-5-Owner-Rental of residential condo-Inv Related-At Kapolei, HI-Start date 03/01/2006-0hrs/mth-0hrs during trading 7) 12/11/2024-303 Shawmut 14-Owner-Residential Rental-Inv Related-At Boston, MA-Start date 11/05/2021-0hrs/mth-0hrs during trading 8) 12/11/2024-Bridgepoint Insurance LLC-Limited Partner-Non-Variable Insurance/Insurance Agency-Inv Related-At Greenbrae, CA-Start date 01/01/2023-1hrs/mth-1hrs during trading 9)12/12/2024-HING-Act in a Fiduciary Capacity-Not Inv Related-At Foster City, CA-Start date 11/24/1999-0hrs/mth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-03 |
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