Inactive

Brandon John Hardy

Pekin Hardy Strauss, Inc.

CRD 4125065

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Employer firm

Pekin Hardy Strauss, Inc. CRD 107310

$1.55B regulatory AUM 2 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Pekin Hardy Strauss, Inc.

227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-05-18
IL	RA	APPROVED	2001-04-26

TX RA
APPROVED_RES

Since 2012-05-18
IL RA
APPROVED

Since 2001-04-26

Branch Locations

227 West Monroe Street Suite 3625, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pekin Singer Strauss Asset Management	Chicago	IL	12/1997	Present

12/1997 → Present

Pekin Singer Strauss Asset Management

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-15
S63	Uniform Securities Agent State Law Examination	2000-06-15

S65 Uniform Investment Adviser Law Examination

2001-02-15
S63 Uniform Securities Agent State Law Examination

2000-06-15

Other Names

Brandon Hardy

View on SEC IAPD

Nearby Firms

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Nearby Investors

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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