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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-26 |
Branch Locations
711 High Street, Des Moines, IA 50392 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 03/2007 | 05/2024 |
| Principal Securities | Des Moines | IA | 06/2007 | 05/2024 |
| Spg Life & Annuity | Providence | RI | 05/2026 | Present |
| Bsmg | Providence | RI | 06/2024 | 05/2026 |
| The Leaders Group Inc | Littleton | CO | 07/2024 | Present |
| Principal Funds Distributor | Des Moines | IA | 06/2026 | Present |
| Principal Asset Management | Des Moines | IA | 06/2026 | Present |
Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-18 |
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