Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-15 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Funds | New York | NY | 08/2012 | 05/2019 |
| Invesco Distributors, Inc. | Houston | TX | 05/2019 | 10/2020 |
| Morgan Stanley | New York | NY | 10/2020 | 02/2025 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 02/2025 | Present |
*598128- St Vincent Martyr School HSA; Investment related: No; Madison, New Jersey; Private Catholic School HAS Board; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 5; Check Signing/Funds Disbursements, Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-20 |
Reach out to this advisor