Cathy Chiang Agle

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2019 → 03/2024
  Bofa Securities, Inc.
  New York, NY
• 03/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2024 → Present
  Bank Of America, N.A
  New York, NY

Other Businesses

I*499045, Entity Type, Name of OBA: Rental Property - previous primary home Address: Jersey City, NJ, 07302 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 11/01/2013 No Hours: 6 monthly No Hours during trading: 0 Duties:I*499046, Entity Type, Name of OBA: Rental Property - Previous Resident #2 Address: Jersey City, NJ, 07302 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/05/2013 No Hours: 10 monthly No Hours during trading:0 Duties: I*4675278 Entity Type: N/A Name of OBA: K K S C and H-L C C Irrevocable Trust Address: Millbrae, California, 94030 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 06/09/2026 Number of Hours: 10, Monthly Number of Hours during trading: 5, Monthly Duties: Child/Grandchild I*4675279 Entity Type: N/A Name of OBA: Estate of K K S C and H-L C C Address: Millbrae, California, 94030 Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/09/2026 Number of Hours: 5, Monthly Number of Hours during trading: 2, Monthly Duties: Child/Grandchild

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-08
• S63 Uniform Securities Agent State Law Examination
  2004-10-22

Other Names

• Cathy Chiang
• Cathy Chia-Chuan Chiang
• Cathy C Chiang
• Cathy C Agle
• Cathy Chiang Agle
• Cathy Agle