Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-28
FL RA APPROVED 2014-05-19
  • TX RA
    APPROVED_RES
    Since 2019-10-28
  • FL RA
    APPROVED
    Since 2014-05-19

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Pensacola FL 05/2014 Present
  • 05/2014 → Present
    Stifel Nicolaus & Co Inc
    Pensacola, FL
Previous Registrations
  • 2013-02-13 → 2014-05-19
    Pensacola, FL
  • 2009-08-04 → 2013-02-13
    Morgan Keegan & Company, Llc
    Pensacola, FL
    Birmingham, AL
    Pensacola, FL
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-12
S63 Uniform Securities Agent State Law Examination 2000-12-20
  • S66 Uniform Combined State Law Examination
    2009-08-12
  • S63 Uniform Securities Agent State Law Examination
    2000-12-20
Other Names
  • Dawne Boswell Raley
  • Dee Dee Rehm

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pensacola, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor