Frank Anthony Buttacavoli

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2019
  Ubs Financial Services Inc.
  Paramus, NJ
• 01/2020 → Present
  Raymond James & Associates
  Paramus, NJ
• 09/2019 → 01/2020
  Unemployed
  Paramus, NJ
• 05/2020 → Present
  Instacart Shoppers
  Hawthorne, NJ

Previous Registrations

• 2015-07-06 → 2019-10-03
  Ubs Financial Services Inc.
  Paramus, NJ
• 2015-04-06 → 2015-07-09
  Lpl Financial Llc
  Paramus, NJ
• 2003-03-10 → 2014-09-04
  Ubs Financial Services Inc.
  Paramus, NJ
  Weehawken, NJ
  Paramus, NJ
  Hackensack, NJ

Other Businesses

(1)Name of Business: Address: 94 9th Avenue, Hawthorne, NJ, 07506, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: There are no responsibilities. I own Disney Vacation Club points (time share) that I use for vacationing with my family. Moving forward, I may not be using it all on an annual basis so the thought was on renting the points (it would be one time occurrences and will be sporadic based upon my needs).

Exams

• S66 Uniform Combined State Law Examination
  2000-03-18

Other Names

• Frank A Buttacavoli