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Harman Singh Johal

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Houston, TX

Houston, TX

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

9753 Katy Freeway, Houston, TX 77024 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 05/2020
Bbva Usa Birmingham AL 07/2020 05/2021
Bbva Securities, Inc. Houston TX 08/2020 05/2021
Bbva Wealth Solutions Inc. Houston TX 08/2020 05/2021
U.S. Bank Houston TX 05/2021 Present
U.S. Bancorp Investments, Inc. Houston TX 11/2021 02/2026
U.S. Bancorp Advisors, Llc Houston TX 02/2026 Present
Previous Registrations
  • 2022-01-10 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Houston, TX
    Lake Saint Louis, MO
    Sioux Falls, SD
    Spokane, WA
    Houston, TX
    Houston, TX
    Saint Paul, MN
  • 2020-08-07 → 2021-05-04
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2012-10-01 → 2020-03-30
    J.P. Morgan Securities Llc
    Houston, TX
    Sugarland, TX
    Sugarland, TX
    Richmond, TX
    Sugar Land, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Bellaire, TX
    Bellaire, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Sugar Land, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Webster, TX
    Webster, TX
    Houston, TX
    Houston, TX
    Pasadena, TX
    Pearland, TX
    League City, TX
    Houston, TX
    League City, TX
    Pearland, TX
    Pearland, TX
    Pearland, TX
    League City, TX
    Pearland, TX
    Pasadena, TX
    Pearland, TX
    Houston, TX
    Sugar Land, TX
    Houston, TX
    Houston, TX
    Sugarland, TX
    Houston, TX
    Missouri City, TX
    Rosenberg, TX
    Houston, TX
    Missouri City, TX
    Houston, TX
    Sugar Land, TX
    Sugarland, TX
    Missouri City, TX
    Houston, TX
    Houston, TX
    Troutdale, OR
    West Linn, OR
    West Linn, OR
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Cave Creek, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Glendale, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Carefree, AZ
    Scottsdale, AZ
    Glendale, AZ
    Cave Creek, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Cupertino, CA
    Portland, OR
    Gold Beach, OR
    Medford, OR
    Ashland, OR
    Albany, OR
    Eugene, OR
    Eugene, OR
    Mcminnville, OR
    Redmond, OR
    Woodburn, OR
    Crescent City, CA
    Portland, OR
    Hillsboro, OR
    Klamath Falls, OR
    Eugene, OR
    Salem, OR
    Albany, OR
    Springfield, OR
    Shady Cove, OR
    Bend, OR
    Klamath Falls, OR
    Vancouver, WA
    Eugene, OR
    Redmond, OR
    Springfield, OR
    Medford, OR
    Bend, OR
    Gold Hill, OR
    Grants Pass, OR
    Jacksonville, OR
    Salem, OR
    Salem, OR
    Molalla, OR
    Keizer, OR
    Corvallis, OR
    Buckeye, AZ
    Eugene, OR
    Vancouver, WA
    Longview, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Washougal, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Portland, OR
    Portland, OR
    Happy Valley, OR
    Milwaukie, OR
    Oregon City, OR
    West Linn, OR
    Clackamas, OR
    Battle Ground, WA
    Vancouver, WA
    Salem, OR
    Stayton, OR
    Silverton, OR
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Portland, OR
    Hillsboro, OR
    Cornelius, OR
    Tigard, OR
    Portland, OR
    Portland, OR
    Milwaukie, OR
    Lake Oswego, OR
    Beaverton, OR
    Portland, OR
    Aloha, OR
    Portland, OR
    Lake Oswego, OR
    Salem, OR
    Salem, OR
    Portland, OR
    Gresham, OR
    Portland, OR
    Portland, OR
    Scappoose, OR
    Springfield, OR
    Medford, OR
    Beaverton, OR
    Portland, OR
    Hillsboro, OR
    Roseburg, OR
    Salem, OR
    Portland, OR
    Sandy, OR
    Brookings, OR
    Tigard, OR
    Sherwood, OR
    Tualatin, OR
    Newberg, OR
    Prineville, OR
    Beaverton, OR
    Newport, OR
    Portland, OR
    Wilsonville, OR
    Eugene, OR
    Lebanon, OR
    Eagle Point, OR
    Salem, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Gresham, OR
    Portland, OR
    Clackamas, OR
    Canby, OR
    Wilsonville, OR
    Lake Oswego, OR
    Portland, OR
    Myrtle Point, OR
    Canby, OR
    Grants Pass, OR
    Bend, OR
    Central Point, OR
    Medford, OR
    Yreka, CA
    Portland, OR
    Corvallis, OR
    Medford, OR
    Mount Shasta, CA
    Gresham, OR
    Phoenix, AZ
    Palo Alto, CA
    San Francisco, CA
    Redwood City, CA
    Menlo Park, CA
    Redwood City, CA
    Portola Valley, CA
    Mountain View, CA
    Los Altos, CA
    Palo Alto, CA
    Palo Alto, CA
    Mountain View, CA
    Menlo Park, CA
    Woodside, CA
    Palo Alto, CA
    Cupertino, CA
    Cupertino, CA
    Sunnyvale, CA
    Sunnyvale, CA
    Sunnyvale, CA
    Santa Clara, CA
    Sunnyvale, CA
    Houston, TX
  • 2009-12-08 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Sugarland, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Bellaire, TX
    Sugar Land, TX
    Bellaire, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Cypress, TX
    Houston, TX
    Houston, TX
    Cypress, TX
    Cypress, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Brenham, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Katy, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Cypress, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Sugar Land, TX
    Richmond, TX
    Sugarland, TX
    Sugarland, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Missouri City, TX
    Sugarland, TX
    Sugar Land, TX
    Houston, TX
    Missouri City, TX
    Houston, TX
    Rosenberg, TX
    Missouri City, TX
    Houston, TX
    Sugarland, TX
    Houston, TX
    Houston, TX
    Sugar Land, TX
    Houston, TX
    Pearland, TX
    Pasadena, TX
    Pearland, TX
    League City, TX
    Pearland, TX
    Pearland, TX
    Pearland, TX
    League City, TX
    Houston, TX
    League City, TX
    Pearland, TX
    Pasadena, TX
    Houston, TX
    Houston, TX
    Webster, TX
    Houston, TX
    Houston, TX
  • 2009-10-23 → 2009-12-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
    Houston, TX
  • 2007-01-11 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-10
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S66 Uniform Combined State Law Examination
    2007-01-10
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01
Other Names
  • Harman Singh Johal
  • Harman Johal

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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