Patricia Ann Wasp

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-04-12
TX	RA	APPROVED_RES	2021-10-29
ID	RA	APPROVED	2021-06-09
MN	RA	APPROVED	2021-06-09
CA	RA	APPROVED	2015-11-09
LA	RA	APPROVED	2012-05-21
OR	RA	APPROVED	2007-03-26
WA	RA	APPROVED	2007-03-26

NH RA
APPROVED

Since 2024-04-12
TX RA
APPROVED_RES

Since 2021-10-29
ID RA
APPROVED

Since 2021-06-09
MN RA
APPROVED

Since 2021-06-09
CA RA
APPROVED

Since 2015-11-09
LA RA
APPROVED

Since 2012-05-21
OR RA
APPROVED

Since 2007-03-26
WA RA
APPROVED

Since 2007-03-26

Branch Locations

2901 Douglas Boulevard Suite 150, Roseville, CA 95661 • United States

Bellingham, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Portland	OR	10/2004	Present
Agia	Houston	TX	12/2022	Present

10/2004 → Present

Valic Financial Advisors

Portland, OR
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-23
S63	Uniform Securities Agent State Law Examination	2004-12-01

S65 Uniform Investment Adviser Law Examination

2007-03-23
S63 Uniform Securities Agent State Law Examination

2004-12-01

Designations

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews