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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-03-06
  • MD RA
    APPROVED
    Since 2018-03-06

Branch Locations

6500 Rock Spring Dr Suite 410, Bethesda, MD 20817 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Rockville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Meltzer Group Bethesda MD 04/1999 Present
Kestra Advisory Services, Llc Bethesda MD 03/2018 Present
Kestra Investment Services, Llc Bethesda MD 11/2011 Present
  • 04/1999 → Present
    The Meltzer Group
    Bethesda, MD
  • 03/2018 → Present
    Bethesda, MD
  • 11/2011 → Present
    Kestra Investment Services, Llc
    Bethesda, MD
Other Businesses

Business Name: The Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Consulting Position, Title or Relationship: Sr. Vice President Start Date: 4/24/1999 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Lead ConsultanBusiness Name: NFP Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: AVP Corporate Benefits Start Date: 1/1/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: ConsultantBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: AVP Start Date: 4/1/1999 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client Retention & New BusinessBusiness Name: Insurance via Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Consulting; Insurance Position, Title or Relationship: AVP Start Date: 5/1/1999 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage and expand a book of buinessBusiness Name: NFP The Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive Bethesda MD 20817 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Consultant/AVP Start Date: 5/23/1999 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: AVP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-03
  • S65 Uniform Investment Adviser Law Examination
    2018-03-03
Other Names
  • Chris Romano

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