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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-03-06 |
Branch Locations
6500 Rock Spring Dr Suite 410, Bethesda, MD 20817 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Rockville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Meltzer Group | Bethesda | MD | 04/1999 | Present |
| Kestra Advisory Services, Llc | Bethesda | MD | 03/2018 | Present |
| Kestra Investment Services, Llc | Bethesda | MD | 11/2011 | Present |
Business Name: The Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Consulting Position, Title or Relationship: Sr. Vice President Start Date: 4/24/1999 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Lead ConsultanBusiness Name: NFP Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: AVP Corporate Benefits Start Date: 1/1/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: ConsultantBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: AVP Start Date: 4/1/1999 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client Retention & New BusinessBusiness Name: Insurance via Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Consulting; Insurance Position, Title or Relationship: AVP Start Date: 5/1/1999 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage and expand a book of buinessBusiness Name: NFP The Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive Bethesda MD 20817 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Consultant/AVP Start Date: 5/23/1999 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: AVP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-03 |
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