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Current Employers
Diversified Wealth Management Solutions, Llc

7948 N. Maple Ave Suite 107, Fresno, CA 93720 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-05-12
  • CA RA
    APPROVED
    Since 2014-05-12

Branch Locations

7948 N. Maple Ave Suite 107, Fresno, CA 93720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Wealth Management Solutions, Llc Fresno CA 05/2014 Present
Mark P. Alcorn, Jr., Sole Proprietor Fresno CA 09/2011 Present
M Holdings Securities Inc. Visalia CA 07/2016 02/2018
Previous Registrations
  • 2016-07-21 → 2018-02-27
    Portland, OR
    Visalia, CA
  • 2011-09-23 → 2014-05-08
    Waddell & Reed
    Fresno, CA
  • 2008-03-07 → 2011-10-03
    Sanger, CA
    Fountain Valley, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Reedley, CA
    Glendale, CA
    Glen Burnie, MD
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    Fresno, CA
    Glendale, CA
    San Francisco, CA
    San Jose, CA
  • 2007-04-02 → 2008-03-11
    Morgan Stanley & Co. Llc
    Fresno, CA
  • 2004-10-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Fresno, CA
    Fresno, CA
Other Businesses

Name: Mark P. Alcorn, Jr. Sole Proprietor Investment-related: Yes Address: Fresno, CA Nature: Insurance Position/title/relationship with the other business: Insurance Agent Start date: 09/2011 Approximate number of hours/month: 1 Hours during securities trading: less than 1 Duties: Insurance sales and service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2004-10-28
Designations
Other Names
  • Mark Phillip Alcorn
  • Mark P Alcorn Jr
  • Mark P Alcorn Jr.
  • Mark Phillip Alcorn Jr.
  • Mark Phillip Alcorn
  • Mark Alcorn

View on SEC IAPD

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