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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Los Angeles | CA | 01/2016 | 10/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2016 | 03/2017 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 10/2016 | 03/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 03/2017 |
| Mufg Union Bank | Westlake Village | CA | 04/2017 | 10/2018 |
| Unionbanc Investment Services | Thousand Oaks | CA | 05/2017 | 10/2018 |
| U.S. Bank | Beverly Hills | CA | 10/2018 | Present |
| U.S. Bancorp Investments, Inc. | Beverly Hills | CA | 10/2018 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Beverly Hills | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
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