Rachel Anne Heege-Abode

Current Employers

Employment History

• 07/1999 → 07/2022
  Gilman & Ciocia
  Ronkonkoma, NY
• 11/2013 → 07/2022
  National Securities Corporation
  Lake Ronkonkoma, NY
• 07/2022 → 01/2025
  B. Riley Wealth Management
  Lake Ronkonkoma, NY
• 07/2022 → 01/2025
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2025 → Present
  Cetera Investment Advisers
  Schaumburg, IL

Previous Registrations

• 2025-01-21 → 2025-06-12
  Cetera Investment Advisers Llc
  Melville, NY
• 2014-05-19 → 2025-01-22
  B. Riley Wealth Advisors, Inc.
  Lake Ronkonkoma, NY
  Massapequa, NY
• 2013-10-29 → 2014-05-06
  Asset & Financial Planning, Ltd
  Lake Ronkonkoma, NY
  Poughkeepsie, NY

Other Businesses

1. Name of other business: Fixed insurance Investment related: Yes Address: Same as registered location Nature of business: Fixed Insurance Start Date: 12/2013 Apx number of hours per week: 8 Apx number of hours during trading hours: 8 Position/title/relationship: Insurance Agent Brief description of duties: Sales of life, disability, annuities, and long-term care; 2. Name of other business: North Ridge Wealth Planning Investment related: Yes Address: Same as registered location Nature of business: DBA - branding team name Start date: 12/2024 Position/title/relationship: Financial Advisor Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Providing financial services to clients;

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-30
• S66 Uniform Combined State Law Examination
  2013-08-17

Other Names

• Rachel Anne Kelly
• Rachel Anne Heege