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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-23
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-08-23
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Sacramento CA 06/2003 Present
Wells Fargo Advisors Llc Sacramento CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
  • 06/2003 → Present
    Wells Fargo Bank Na
    Sacramento, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Sacramento, CA
  • 11/2016 → Present
    Sacramento, CA
Previous Registrations
  • 2004-11-17 → 2011-01-03
    Wells Fargo Investments, Llc
    Sacramento, CA
    Rocklin, CA
Other Businesses

RENTAL PROPERTY-BLACKSTONE ;INV RELATED; ROCKLIN,CA; RENTAL INCOME;100% OWNERSHIP; START DATE: 12/01/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-15
  • S66 Uniform Combined State Law Examination
    2004-11-15
Other Names
  • Jacquelyn Balatbat Jacobs
  • Jacquelyn Balatbat Jacobs

View on SEC IAPD

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