Ralph Paul Ruggiero

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-26

NY RA
APPROVED

Since 2021-07-26

Branch Locations

2410 North Ocean Avenue, Suite 401, Farmingville, NY 11738 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rall Elementary School/Lindenhurst School District	Lindenhurst	NY	09/1986	Present
Mutual Inc.	Farmingville	NY	07/2004	Present
Planmember Securities Corporation	Carpinteria	CA	08/2010	Present

09/1986 → Present

Rall Elementary School/Lindenhurst School District

Lindenhurst, NY
07/2004 → Present

Mutual Inc.

Farmingville, NY
08/2010 → Present

Planmember Securities Corporation

Carpinteria, CA

Other Businesses

1. MUTUAL INC. / Daybright Financial - 2410 NORTH OCEAN AVE., STE. 401, FARMINGVILLE, NY 11738; SALE OF FIXED INSURANCE PRODUCTS; SALES AGENT; START DATE 7/2004; 15-20 HRS/MNTH; 2-5 HRS/MNTH DURING TRADING; INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-08-25

S63 Uniform Securities Agent State Law Examination

2004-08-25

View on SEC IAPD

Current Employers

Planmember Securities Corporation

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews