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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-05 |
| LA | RA | APPROVED | 2022-03-08 |
Branch Locations
3417 Veterans Memorial Blvd, Metairie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | New Orleans | LA | 02/2013 | 05/2017 |
| Lpl Financial, Llc | New Orleans | LA | 06/2017 | 08/2017 |
| Regions Bank | New Orleans | LA | 08/2017 | 02/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2017 | 02/2022 |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2017 | 02/2022 |
| Charles Schwab & Co., Inc. | Metairie | LA | 02/2022 | Present |
| Charles Schwab Bank, Ssb | Metairie | LA | 02/2022 | Present |
1) Hynes Charter School | Investment Related:No|900 harrison ave|new orleans|la |70124|usa|Sports/Physical Recreation|Track Coach|3/2/2026|Less than 20|0|coach the junior high track team
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-31 |
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