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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
LA RA APPROVED 2022-03-08
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • LA RA
    APPROVED
    Since 2022-03-08

Branch Locations

3417 Veterans Memorial Blvd, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New Orleans LA 02/2013 05/2017
Lpl Financial, Llc New Orleans LA 06/2017 08/2017
Regions Bank New Orleans LA 08/2017 02/2022
Cetera Investment Services Llc St. Cloud MN 08/2017 02/2022
Cetera Investment Advisers Llc New Orleans LA 08/2017 02/2022
Charles Schwab & Co., Inc. Metairie LA 02/2022 Present
Charles Schwab Bank, Ssb Metairie LA 02/2022 Present
Previous Registrations
Other Businesses

1) Hynes Charter School | Investment Related:No|900 harrison ave|new orleans|la |70124|usa|Sports/Physical Recreation|Track Coach|3/2/2026|Less than 20|0|coach the junior high track team

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
S63 Uniform Securities Agent State Law Examination 2008-01-31
  • S66 Uniform Combined State Law Examination
    2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    2008-01-31
Other Names
  • Howard Leon Rodgers

View on SEC IAPD

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