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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
501 Executive Center Boulevard Suite 210, El Paso, TX 79902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | El Paso | TX | 10/2004 | 10/2019 |
| 1St Global Advisors, Inc. | El Paso | TX | 02/2005 | 10/2019 |
| Avantax Insurance Services, Inc. | El Paso | TX | 06/2007 | 09/2025 |
| Randall Smith, Pc | El Paso | TX | 02/2011 | Present |
| Avantax Investment Services, Inc. | El Paso | TX | 10/2019 | 09/2025 |
| Avantax Advisory Services | El Paso | TX | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | El Paso | TX | 02/2005 | 09/2025 |
| Cetera Wealth Services, Llc | El Paso | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) RS WEALTHCARE ADVISORS, INC. (FORMERLY WS WEALTHCARE ADVISORS, INC) POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/15/2010 ADDRESS: , El Paso TX , United States DESCRIPTION: Provide financial services to clients. 2) ALTERNATIVE HOUSE INC. POSITION: Board of Directors NATURE: Mission Statement - The making of grants, contributions, or other forms of financial assistance to organizations which are themselves exempt from income tax under 501(c)(3) of the internal revenue code. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2019 ADDRESS: 1444 Montana Ave, El Paso TX 79902, United States DESCRIPTION: Board of Directors assisting with the charitable giving of the organization. 3) PASEO DEL ESTE MUNICIIPAL DISTRICT NO 3 POSITION: Board member NATURE: A Municipal Utility District (MUD) is a political subdivision of the State of Texas authorized by the Texas Commission of Environmental Quality (TCEQ) to provide water, sewage, drainage and other utility-related services within the MUD boundaries. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/20/2024 ADDRESS: 13034 Eastlake Blvd, Suite D-E, El Paso TX 79928, United States DESCRIPTION: One of five board members for oversight of the MUD #3. The MUD is directed under the auspice of the State of Texas. 4)Randall Smith, PC; Owner; NIR; 02/28/2011;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-28 |
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