Randall James Smith

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 10/2019
  1St Global Capital Corp
  El Paso, TX
• 02/2005 → 10/2019
  1St Global Advisors, Inc.
  El Paso, TX
• 06/2007 → 09/2025
  Avantax Insurance Services, Inc.
  El Paso, TX
• 02/2011 → Present
  Randall Smith, Pc
  El Paso, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  El Paso, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  El Paso, TX
• 02/2005 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  El Paso, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Paso, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  El Paso, TX
• 2005-02-16 → 2019-10-25
  1St Global Advisors Inc
  El Paso, TX
  El Paso, TX

Other Businesses

1) RS WEALTHCARE ADVISORS, INC. (FORMERLY WS WEALTHCARE ADVISORS, INC) POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/15/2010 ADDRESS: , El Paso TX , United States DESCRIPTION: Provide financial services to clients. 2) ALTERNATIVE HOUSE INC. POSITION: Board of Directors NATURE: Mission Statement - The making of grants, contributions, or other forms of financial assistance to organizations which are themselves exempt from income tax under 501(c)(3) of the internal revenue code. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2019 ADDRESS: 1444 Montana Ave, El Paso TX 79902, United States DESCRIPTION: Board of Directors assisting with the charitable giving of the organization. 3) PASEO DEL ESTE MUNICIIPAL DISTRICT NO 3 POSITION: Board member NATURE: A Municipal Utility District (MUD) is a political subdivision of the State of Texas authorized by the Texas Commission of Environmental Quality (TCEQ) to provide water, sewage, drainage and other utility-related services within the MUD boundaries. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/20/2024 ADDRESS: 13034 Eastlake Blvd, Suite D-E, El Paso TX 79928, United States DESCRIPTION: One of five board members for oversight of the MUD #3. The MUD is directed under the auspice of the State of Texas. 4)Randall Smith, PC; Owner; NIR; 02/28/2011;

Exams

• S66 Uniform Combined State Law Examination
  2004-12-28

Designations

• Personal Financial Specialist