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Current Employers
Triple Summit Advisors, Llc

Newton, MA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-04
NJ RA APPROVED 2021-01-05
WA RA APPROVED 2020-01-31
TX RA APPROVED_RES 2017-02-16
CA RA APPROVED 2016-04-28
MA RA APPROVED 2016-04-27
  • NY RA
    APPROVED
    Since 2021-03-04
  • NJ RA
    APPROVED
    Since 2021-01-05
  • WA RA
    APPROVED
    Since 2020-01-31
  • TX RA
    APPROVED_RES
    Since 2017-02-16
  • CA RA
    APPROVED
    Since 2016-04-28
  • MA RA
    APPROVED
    Since 2016-04-27

Branch Locations

7 Playstead Road, Unit 1, Newton, MA 02458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triple Summit Advisors, Llc Newton MA 09/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-08-18
  • S63 Uniform Securities Agent State Law Examination
    2004-08-18
Designations

View on SEC IAPD

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