Brent M Fisk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 01/2017
  Sammons Retirement Solutions
  West Des Moines, IA
• 03/2018 → 08/2019
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 02/2017 → 03/2018
  Cuna Mutual Group
  Waverly, IA
• 02/2017 → 03/2018
  S&P Global
  New York, NY
• 08/2019 → 07/2022
  Lpl Financial Llc
  Vacaville, CA
• 08/2019 → 07/2022
  Travis Credit Union
  Vacaville, CA
• 07/2022 → 08/2022
  Edward Jones
  St Louis, MO
• 10/2022 → 07/2023
  Edward Jones
  Tempe, AZ
• 07/2023 → Present
  Lpl Financial Llc
  Marlborough, MA
• 07/2023 → Present
  First Technology Federal Credit Union
  Marlborough, MA

Previous Registrations

• 2022-10-13 → 2023-07-18
  Edward Jones
  Tempe, AZ
  Princeton, MA
  St. Louis, MO
• 2022-07-26 → 2022-08-15
  Edward Jones
  Gardner, MA
• 2019-08-27 → 2022-07-18
  Lpl Financial Llc
  Vacaville, CA
  Woodland, CA
  Dixon, CA
  Davis, CA
• 2018-03-30 → 2018-04-02
  Cuna Brokerage Services, Inc.
  Fort Worth, TX
  Pacheco, CA
  Waverly, IA

Other Businesses

1) 07/20/2023 - owned in individual name; Brent Fisk - Real Estate Rental - owner - MA 02127 - Investment related - 4 Hours per month - Start date: 09/01/2022. 2) 07/20/2023 - Digital Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2004-12-22

Other Names

• Brent Michael Fisk
• Brent Fisk
• Brent M Fisk