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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

501 Deep Valley Dr., Suite 202, Rolling Hills Estates , CA 90274 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Torrance CA 05/2011 04/2017
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 04/2017 08/2021
Lpl Financial Llc Rolling Hills Estates CA 09/2021 Present
Strategic Wealth Advisors Group, Llc Rolling Hills Estates CA 09/2021 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 05/2011 → 04/2017
    Wells Fargo Advisors Llc
    Torrance, CA
  • 04/2017 → 08/2021
    Rolling Hills Estates, CA
  • 09/2021 → Present
    Lpl Financial Llc
    Rolling Hills Estates, CA
  • 09/2021 → 07/2026
    Strategic Wealth Advisors Group, Llc
    Rolling Hills Estates, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2021-09-17 → 2026-06-26
    Rolling Hills Estates, CA
  • 2007-08-21 → 2021-09-28
    Torrance, CA
    Torrance, CA
    Torrance, CA
    El Segundo, CA
    Redondo Beach, CA
    Encino, CA
    Beverly Hills, CA
    Los Angeles, CA
    Torrance, CA
    Los Angeles, CA
    El Segundo, CA
    Torrance, CA
    Los Angeles, CA
    Redondo Beach, CA
    Brea, CA
    El Segundo, CA
    Carson, CA
    Torrance, CA
    Thousand Oaks, CA
    Los Angeles, CA
    Torrance, CA
    Torrance, CA
    Rolling Hills Estates, CA
    El Segundo, CA
  • 2006-10-30 → 2007-06-27
    Pompano Beach, FL
  • 2005-11-09 → 2006-09-26
    Wells Fargo Investments, Llc
    Long Beach, CA
    Long Beach, CA
Other Businesses

1. 9/16/2021 - EQ Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/2021 - Time Spent 90%. 2. 9/16/2021 - No Business Name - Investment Related - 1200 South Catalina Ave Redondo Beach, CA 90277 - Real Estate Rental - Owner - Started 11/2019 - 3 Hours Per Month During Securities Trading. 3. 9/16/2021 - DORASTI IMPORTS - Not Investment Related - 941 W 20TH STREET SAN PEDRO CA 90731 - Other- Business Owner - Started 01/2017 - 3 Hours Per Month. 4. 9/16/2021 - No Business Name - Investment Related - Redondo Beach, CA - Real Estate Rental - Owner - Started 06/2020 - Time Spent 3%. 5. 07/06/2023 - Vostok Foods LLC - Not Investment Related - Los Angeles, CA - Outside/W-2 Employment - Investor & Director - Start Date 06/30/2023 - 2 Hours Per Month/ 0 Hours During Trading 6. 09/14/2023 - Caviar Biotech LLC - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 5 Hours Per Month/ 0 Hours During Trading 7. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-08
S63 Uniform Securities Agent State Law Examination 2004-12-06
  • S66 Uniform Combined State Law Examination
    2005-11-08
  • S63 Uniform Securities Agent State Law Examination
    2004-12-06
Designations
Other Names
  • Hassan Sean Khaligh
  • Sean Khaligh
  • Hassan Khaligh

View on SEC IAPD

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