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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
501 Deep Valley Dr., Suite 202, Rolling Hills Estates , CA 90274 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Torrance | CA | 05/2011 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 04/2017 | 08/2021 |
| Lpl Financial Llc | Rolling Hills Estates | CA | 09/2021 | Present |
| Strategic Wealth Advisors Group, Llc | Rolling Hills Estates | CA | 09/2021 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. 9/16/2021 - EQ Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/2021 - Time Spent 90%. 2. 9/16/2021 - No Business Name - Investment Related - 1200 South Catalina Ave Redondo Beach, CA 90277 - Real Estate Rental - Owner - Started 11/2019 - 3 Hours Per Month During Securities Trading. 3. 9/16/2021 - DORASTI IMPORTS - Not Investment Related - 941 W 20TH STREET SAN PEDRO CA 90731 - Other- Business Owner - Started 01/2017 - 3 Hours Per Month. 4. 9/16/2021 - No Business Name - Investment Related - Redondo Beach, CA - Real Estate Rental - Owner - Started 06/2020 - Time Spent 3%. 5. 07/06/2023 - Vostok Foods LLC - Not Investment Related - Los Angeles, CA - Outside/W-2 Employment - Investor & Director - Start Date 06/30/2023 - 2 Hours Per Month/ 0 Hours During Trading 6. 09/14/2023 - Caviar Biotech LLC - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 5 Hours Per Month/ 0 Hours During Trading 7. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-06 |
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