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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-01
TN RA APPROVED 2017-10-12
  • TX RA
    APPROVED
    Since 2017-11-01
  • TN RA
    APPROVED
    Since 2017-10-12

Branch Locations

112 Westwood Place Suite 100, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brentwood TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Brentwood TN 11/2016 10/2017
Raymond James Financial Services, Inc. Brentwood TN 10/2017 Present
Raymond James Financial Services Advisors Inc. Brentwood TN 10/2017 Present
William Hunter Wealth Group Brentwood TN 10/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hunter Rental Address: 2030 Daylily Drive, Franklin , TN, 37067, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/06/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage rental home (2)Name of Business: Rolling Hills Community Church Address: 1810 Columbia Ave, Franklin, TN, 37064, United States Activity Type: Religious Position/Title: Other Investment Related: No Start Date: 08/09/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member (3)Name of Business: Williams Hunter Wealth Group Address: 112 Westwood Place Suite 100, Brentwood, TN, 37027, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/06/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor/Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-29
S63 Uniform Securities Agent State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2007-10-29
  • S63 Uniform Securities Agent State Law Examination
    2004-09-10
Designations
  • Certified Financial Planner
Other Names
  • Thomas M Hunter

View on SEC IAPD

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