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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-17 |
| NC | RA | APPROVED | 2007-02-27 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Charlotte | NC | 03/2004 | Present |
| Mml Investor Services, Llc | Charlotte | NC | 08/2004 | Present |
(1) NAME: Ryan Donaghy INV REL: Y ADD: Charlotte NC 28205 NATURE: Rental property POSITION: Rental owner START DATE: 08/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Simple rental property owner (2) NAME: DONAGHY FINANCIAL PLANNING, LLC INV REL: Y ADD: 4350 CONGRESS ST, STE 300, CHARLOTTE, NC 28209 NATURE: : LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/21/2020 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: FILING DOCUMENTS, ENSURING BUSINESS OPERATION EXPENSE ARE PAID
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-02 |
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