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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-29 |
| IA | RA | APPROVED | 2012-07-20 |
Branch Locations
5001 Utica Ridge Rd, Davenport, IA 52807 • United States
1055 Longfellow Dr Ste A, Hiawatha, IA 52233-2069 • United States
6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States
Cedar Falls, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Waterloo | IA | 07/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 03/2020 | Present |
Independent Insurance Brokering; ING Fixed Life; 06/01/2004; / Sentinel Security Life; 11/14/2011; / United Fire Life; 04/01/2011; / North American Century; 03/09/2012; . Business Ownership; K and S Operations, LLC; Owner; The LLC is being formed to create an entity to formalize management of operations and expenses practice for all owners.; 6919 Chancellor Drive Suite A, , Cedar Falls, IA, 50613; Not Investment-Related; 05/09/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Joshua J. Katcher, LLC; Owner; Manage Ameriprise Business; 213 Twin Oaks Lane, , Cedar Falls, IA, 50613; Investment-Related; 10/11/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; K&S OPERATIONS, LLC; Advisor and CEO; Manage advisory business; 6919 Chancellor Drive, , Cedar Falls, IA, 50613; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-20 |
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