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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-29
IA RA APPROVED 2012-07-20
  • TX RA
    APPROVED_RES
    Since 2015-04-29
  • IA RA
    APPROVED
    Since 2012-07-20

Branch Locations

5001 Utica Ridge Rd, Davenport, IA 52807 • United States

1055 Longfellow Dr Ste A, Hiawatha, IA 52233-2069 • United States

6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States

Cedar Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Waterloo IA 07/2012 03/2020
Ameriprise Financial Services, Llc Cedar Falls IA 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; ING Fixed Life; 06/01/2004; / Sentinel Security Life; 11/14/2011; / United Fire Life; 04/01/2011; / North American Century; 03/09/2012; . Business Ownership; K and S Operations, LLC; Owner; The LLC is being formed to create an entity to formalize management of operations and expenses practice for all owners.; 6919 Chancellor Drive Suite A, , Cedar Falls, IA, 50613; Not Investment-Related; 05/09/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Joshua J. Katcher, LLC; Owner; Manage Ameriprise Business; 213 Twin Oaks Lane, , Cedar Falls, IA, 50613; Investment-Related; 10/11/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; K&S OPERATIONS, LLC; Advisor and CEO; Manage advisory business; 6919 Chancellor Drive, , Cedar Falls, IA, 50613; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-29
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S65 Uniform Investment Adviser Law Examination
    2006-09-29
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20
Designations
Other Names
  • Joshua Katcher

View on SEC IAPD

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