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Stephen James Lowman

Morgan Stanley

Bethesda, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-23
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-11-23
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bethesda MD 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Bethesda, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-12-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bethesda, MD
  • 2007-03-28 → 2008-12-24
    Ubs Financial Services Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-08
  • S66 Uniform Combined State Law Examination
    2007-01-08

View on SEC IAPD

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NOORDZEE CAPITAL LLC · BETHESDA, MD
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