Stephen Joseph Ridge

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 01/2018
  Scottrade, Inc.
  Towson, MD
• 02/2007 → 09/2019
  Td Ameritrade, Inc.
  Towson, MD
• 02/2007 → 09/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 12/2019 → 08/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
• 12/2019 → 08/2020
  Bank Of America, N.A.
  Baltimore, MD
• 03/2020 → Present
  Empower Retirement
  Denver, CO

Previous Registrations

• 2019-12-26 → 2020-09-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 2018-02-27 → 2019-09-11
  Td Ameritrade, Inc.
  Towson, MD
• 2018-02-26 → 2019-09-11
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Towson, MD
• 2017-08-21 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2006-12-07 → 2007-02-09
  Park Avenue Securities Llc
  Hunt Valley, MD
  Towson, MD

Other Businesses

Boy Scouts of America / Volunteer, Event Coordinator. Assist troop leader in planning sporting events.

Exams

• S66 Uniform Combined State Law Examination
  2017-08-20
• S63 Uniform Securities Agent State Law Examination
  2005-04-21

Other Names

• Stephen J Ridge
• Stephen Joseph Ridge
• Stephen Ridge