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Rowayton, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2004-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sound Financial Management, Llc | Rowayton | CT | 06/2004 | Present |
TAX SERVICES PROVIDED WITHIN SOUND FINANCIAL MANAGEMENT, LLC TO FINANCIAL PLANNING CLIENTS PREDOMINANTLY, BUT NOT EXCLUSIVELY. INVOLVES APPROXIMATELY 200 HOURS PER YEAR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-12 |
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