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Michael Scott Madigan

Sound Financial Management, LLC

Rowayton, CT

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Current Employers
Sound Financial Management, Llc

Rowayton, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2004-10-14
  • CT RA
    APPROVED
    Since 2004-10-14

Branch Locations

Rowayton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Financial Management, Llc Rowayton CT 06/2004 Present
Other Businesses

TAX SERVICES PROVIDED WITHIN SOUND FINANCIAL MANAGEMENT, LLC TO FINANCIAL PLANNING CLIENTS PREDOMINANTLY, BUT NOT EXCLUSIVELY. INVOLVES APPROXIMATELY 200 HOURS PER YEAR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12

View on SEC IAPD

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