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Bradley Hal Yates

T. Rowe Price Advisory Services, Inc.

Sarasota, FL

CRD 4832683

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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-27
MD RA APPROVED 2022-05-10
  • FL RA
    APPROVED
    Since 2024-07-27
  • MD RA
    APPROVED
    Since 2022-05-10

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 12/2012 05/2017
T. Rowe Price Tampa FL 05/2017 Present
  • 12/2012 → 05/2017
    Raymond James & Associates, Inc.
    St. Petersburg, FL
  • 05/2017 → Present
    T. Rowe Price
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-11
S65 Uniform Investment Adviser Law Examination 2004-11-01
  • S63 Uniform Securities Agent State Law Examination
    2006-04-11
  • S65 Uniform Investment Adviser Law Examination
    2004-11-01
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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