David Richard Koehler

Current Employers

Employment History

• 07/1994 → Present
  David R Koehler, Cpa
  San Jose, CA
• 08/2008 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2006-03-01 → 2008-08-06
  Afa Advisor Services Llc
  San Jose, CA
  Calabasas, CA

Other Businesses

(1) ALAMEDA FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 07/15/2013 ADDRESS: 1541 The Alameda, San Jose CA 95126, United States DESCRIPTION: (10) 100% OWNER OF DBA NAME ALAMEDA FINANCIAL GROUP FOR ADVISORY AND SECURITIES BUSINESS SINCE JULY 13. APPROX TIME SPENT 50%. INVESTMENT RELATED. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) LEGAL REALTY POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 3 START DATE: 11/15/2004 ADDRESS: 1541 The Alameda, San Jose CA 95126, United States DESCRIPTION: (2) REAL ESTATE AGENT - REAL ESTATE SALES PERSON SINCE 2004. NON INVESTMENT RELATED, APPROX 5% TIME SPENT, BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) WINE AFFAIRS POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1435 The Alameda, San Jose CA 95126, United States DESCRIPTION: 60% PASSIVE OWNER OF WINE AFFAIRS RESTAURANT SINCE 2017. NON-INVESTMENT RELATED. 2% TIME SPENT. BUSINESS CONDUCTED AT 1435 THE ALAMEDA SAN JOSE CA. (4) KOEHLER & ASSOCIATES CPA, INC. POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 07/31/1994 ADDRESS: 1541 The Alameda, San Jose CA 95126, United States DESCRIPTION: (1) 100% OWNER- KOEHLER & ASSOCIATES CPA, INC. PUBLIC ACCOUNTING OWN AND OPERATE ACCOUNTING PRACTICE SINCE 1994. NON INVESTMENT RELATED. 65% TIME SPENT. (5) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2008 ADDRESS: 1541 The Alameda, San Jose CA 95126, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (6) RENTAL PROPERTY POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1996 ADDRESS: 3614 Cour de Jeune, San Jose CA 95148, United States DESCRIPTION: (12) OWNER OF RENTAL PROPERTIES SINCE 1996. NON-INVESTMENT RELATED. 1% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (7) SAVVY CELLAR WINES, INC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 750 W. Evelyn Ave, Mountain View CA 94041, United States DESCRIPTION: Serve as treasurer and general ambassador of good will. Assist with Tax and Accounting Reporting. (8) ALAMEDA BOOKKEEPING SERVICE, LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 1541 THE ALAMEDA, SAN JOSE CA 95126-2311, DESCRIPTION: A firm to solely focus on bookkeeping to support three different independent accounting/tax practices. My role is to provide ongoing guidance as needed to the employee of the entity that does bookkeeping for various small, non-public businesses. (9) MARK R. SHIIBLES LIVING TUST POSITION: duties being done under CPA buisness sphere and insurance policy NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1541 THE ALAMEDA, SAN JOSE CA 95126-2311, United States DESCRIPTION: A tax clients FATHER's trust from 20 years ago wanted me to serve as co trustee. (11) WANDERLUST WINES, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2026 ADDRESS: 750 W. Evelyn Ave, Mountain View CA 95041, United States DESCRIPTION: Assist with accounting, bookkeeping and tax return filings.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-27

Designations