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Inactive

Joy Arlene Puyear

Mai Capital Management, LLC

San Ramon, CA

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-12
  • CA RA
    APPROVED
    Since 2022-08-12

Branch Locations

6111 Bollinger Canyon Road Suite 300, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intersect Capital,Llc, Formerly Financial Horizons San Ramon CA 09/2007 07/2022
Mai Capital Management, Llc San Ramon CA 07/2022 Present
  • 09/2007 → 07/2022
    Intersect Capital,Llc, Formerly Financial Horizons
    San Ramon, CA
  • 07/2022 → Present
    Mai Capital Management, Llc
    San Ramon, CA
Previous Registrations
  • 2007-09-25 → 2022-08-05
    Intersect Capital Llc
    San Ramon, CA
  • 2006-01-13 → 2007-04-13
    Bb&R Wealth Management, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-02
  • S66 Uniform Combined State Law Examination
    2005-05-02

View on SEC IAPD

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