William P Walters

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-11-13
TX	RA	APPROVED	2014-11-13

Branch Locations

1424 State St, Santa Barbara, CA 93101 • United States

Montecito, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	07/2007	Present
Bank Of America, N.A.	San Francisco	CA	09/2016	Present

07/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
09/2016 → Present

Bank Of America, N.A.

San Francisco, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-28
S63	Uniform Securities Agent State Law Examination	2007-12-19

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