Charles Ferrell Smith

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1972 → Present
  Charles F Smith & Associates
  Huntington, WV
• 09/2014 → Present
  Voya Financial Advisors
  Huntington, WV

Previous Registrations

• 2004-06-30 → 2011-01-03
  Voya Financial Partners, Llc
  Barboursville, WV
  Huntington, WV
  Huntington, WV
  Huntington, WV
  Columbus, OH
  Huntington, WV
  Huntington, WV
• 2000-07-21 → 2004-06-30
  Voya Financial Advisors, Inc.
  Huntington, WV

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5698-B US ROUTE 60 EAST; HUNTINGTON; WV; 25705; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/6/2012; 160; 160; SELL OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:CHARLES F SMITH & ASSOCIATES; No; 5698-B US ROUTE 60 EAST; HUNTINGTON; WV; 25705; FINANCIAL SERVICES/DBA; OWNER; 6/1/1972; 160; 160; SELLING AND SERVICING INSURANCE & SECURITIES PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1999-02-24

Other Names

• Charlie Smith