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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-07-30 |
| AL | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Florence | AL | 06/2009 | 10/2016 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 10/2016 |
| Morgan Stanley | Huntsville | AL | 12/2015 | 09/2016 |
| Morgan Stanley | Florence | AL | 10/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2016 | Present |
*303304 - DRJ Investments, LLC; Investment related - Yes; Florence, Alabama; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2016; During business hours: 0; After business hours: 5; Property Management, Administrative *353401- Atreides LLC; Investment related-Yes; Florence, Alabama; Real Estate; Partner, Officer (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-03 |
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