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6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-17 |
Branch Locations
2120 Foothill Blvd Suite 203, La Verne, CA 91750 • United States
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fruit Growers Laboratory | Santa Paula | CA | 05/1994 | Present |
| Cona Investment Advisors, Llc | La Vene | CA | 01/2011 | 08/2018 |
| Change Path Llc | Leawood | KS | 08/2018 | Present |
1)FRUIT GROWERS LABORATORY, NON-INVEST, 853 CORPORATION ST. SANTA PAULA, CA, 05/1994, PRESIDENT, MANAGE OPS OF ENVIRONMENTAL TESTING LAB., REVIEW & APPROVE ANALYTICAL DATA, 40+ HRS/MO, 40+/ MO DURING TRADING HOURS 2) CONSUMABLES ANALYTICAL LABORATORY LLC, NON INVEST, 801 CORPORATION ST, SANTA PAULA, CA 93060, MANAGER, RESPONSIBLE FOR WORKFLOW, STAFFING, APPROVAL OF ANLYTICAL RESULTS. START 12/2017, 11-20 HRS/MO, 11-20/ MO DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-07 |
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