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Inactive

James Seth Johnson

Cade Group, Inc.

Carmel, IN

CRD 4124635

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Employer firm

Cade Group, Inc. CRD 114970

$93.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cade Group, Inc.

10293 North Meridian Street Suite 265, Carmel, IN 46290-1140 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2006-05-18
  • IN RA
    APPROVED
    Since 2006-05-18

Branch Locations

10293 North Meridian Street Suite 265, Carmel, IN 46290-1140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Johnson Insurance Services Shelbyville IN 01/1988 Present
Cade Group, Inc. Carmel IN 02/2000 Present
  • 01/1988 → Present
    James Johnson Insurance Services
    Shelbyville, IN
  • 02/2000 → Present
    Cade Group, Inc.
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-04
S63 Uniform Securities Agent State Law Examination 2001-06-08
  • S66 Uniform Combined State Law Examination
    2006-04-04
  • S63 Uniform Securities Agent State Law Examination
    2001-06-08
Other Names
  • Jim Johnson

View on SEC IAPD

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