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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-06-16
FL RA APPROVED 2008-09-18
  • TX RA
    APPROVED_RES
    Since 2015-06-16
  • FL RA
    APPROVED
    Since 2008-09-18

Branch Locations

12617 W Sunrise Blvd, Sunrise, FL 33323 • United States

1191 S University Dr, Plantation, FL 33324 • United States

2300 N University Dr, Sunrise, FL 33322 • United States

10077 W Oakland Park Blvd, Sunrise, FL 33351 • United States

50 Sw 84Th Ave, Plantation, FL 33324 • United States

5699 W Oakland Park Blvd, Lauderhill, FL 33313 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pembroke Pines FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pembroke Pines FL 11/2016 Present
Previous Registrations
  • 2006-05-22 → 2008-09-02
    Banc Of America Investment Services, Inc.
    Tallahassee, FL
    Gainesville, FL
    Lake City, FL
  • 2005-01-10 → 2006-05-22
    Morgan Stanley Dw Inc.
    Ocala, FL
Other Businesses

TRUSTEE FOR FATHER'S TRUST; INV RELATED; CORAL SPRINGS, FL; TRUSTEE; 03/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; PROVIDE TRUSTEESHIP DUTIES | PERSONAL REPRESENTATIVE; INV RELATED; HOMESTEAD, FL; PERSONAL REPRESENTATIVE; 03/2025; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; PERSONAL REPRESENTATIVE FOR FATHER'S ESTATE RENTAL PROPERTY - 1315; INV RELATED;HOMESTEAD,FL; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 03/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - HIGH; INV RELATED;DELRAY BEACH,FL; RENTAL;100% OWNERSHIP; START DATE: 04/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-30
  • S66 Uniform Combined State Law Examination
    2004-09-30
Other Names
  • Sean Ben-Asher

View on SEC IAPD

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