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Philip S Nemphos

Commonwealth Financial Network

Manchester, CT

CRD 4831836

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-08-05
  • CT RA
    APPROVED
    Since 2016-08-05

Branch Locations

160 Chapel Road Suite 301, Manchester, CT 06042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Murray, Montovani, Nemphos & Tierinni Manchester CT 11/1993 Present
  • 11/1993 → Present
    Murray, Montovani, Nemphos & Tierinni
    Manchester, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-05
S63 Uniform Securities Agent State Law Examination 2004-11-24
  • S65 Uniform Investment Adviser Law Examination
    2016-08-05
  • S63 Uniform Securities Agent State Law Examination
    2004-11-24
Other Names
  • Philip Nemphos

View on SEC IAPD

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