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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-10-03
  • WI RA
    APPROVED
    Since 2008-10-03

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 11/2007 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2014 Present
Rodan & Fields Wauwatosa WI 09/2015 Present
Other Businesses

RODAN & FIELDS, NON-INVESTMENT RELATED. 7236 W BLUEMOUND RD, WAUWATOSA, WI 53213. CONSULTANT, DIRECT SELLING SKIN CARE PRODUCTS. SPENDS 20 HOURS/MONTH. START DATE 9/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
  • S66 Uniform Combined State Law Examination
    2008-09-29
Other Names
  • Rachel Brianne Bridges
  • Rachel Brianne Bridges
  • Rachel Brianne Bridges

View on SEC IAPD

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