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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-11 |
| CA | RA | APPROVED | 2026-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Diego | CA | 03/2024 | 12/2025 |
| Jpmorgan Securities Llc | San Diego | CA | 03/2024 | 12/2025 |
| Unemployed | San Diego | CA | 09/2023 | 02/2024 |
| Neuberger Berman Bd Llc | New York | NY | 01/2016 | 08/2023 |
| Charles Schwab & Co., Inc | Boston | MA | 01/2026 | Present |
| Schwab Wealth Advisory Inc. | Boston | MA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-11 |
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