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Brian William Mccarty

Thrivent Investment Management Inc.

Copley, OH

Poland, OH

Copley, OH

CRD 4831489

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-12
OH RA APPROVED 2018-01-05
  • TX RA
    APPROVED_RES
    Since 2024-01-12
  • OH RA
    APPROVED
    Since 2018-01-05

Branch Locations

202 Montrose West Ave, Copley, OH 44321 • United States

46 S Main St, Poland, OH 44514 • United States

Copley, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Copley OH 07/2004 Present
Thrivent Financial For Lutherans Appleton WI 10/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-04
S63 Uniform Securities Agent State Law Examination 2017-02-28
  • S65 Uniform Investment Adviser Law Examination
    2018-01-04
  • S63 Uniform Securities Agent State Law Examination
    2017-02-28

View on SEC IAPD

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