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Jason Young Lee

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-15
TX RA APPROVED 2024-11-15
  • CA RA
    APPROVED
    Since 2024-11-15
  • TX RA
    APPROVED
    Since 2024-11-15

Branch Locations

50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Gatos CA 01/2015 11/2024
Morgan Stanley Private Bank, National Association New York NY 02/2015 11/2024
Wells Fargo Clearing Services, Llc San Jose CA 11/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2018 Present
  • 01/2015 → 11/2024
    Morgan Stanley
    Los Gatos, CA
  • 02/2015 → 11/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
  • 02/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-01-12 → 2024-11-27
    Morgan Stanley
    Cupertino, CA
    Los Gatos, CA
  • 2009-05-01 → 2015-01-12
    Raymond James Financial Services Advisors, Inc
    Sunnyvale, CA
    San Jose, CA
  • 2009-05-02 → 2009-05-12
    Chase Investment Services Corp.
    Sunnyvale, CA
  • 2008-06-30 → 2009-05-02
    Wamu Investments, Inc.
    Irvine, CA
    Sunnyvale, CA
    Sunnyvale, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-27
S63 Uniform Securities Agent State Law Examination 2005-02-11
  • S65 Uniform Investment Adviser Law Examination
    2008-06-27
  • S63 Uniform Securities Agent State Law Examination
    2005-02-11

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
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