Brandon Larry Cauley

Wells Fargo Advisors Financial Network, LLC

Hunt Valley, MD

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-04-19
TX	RA	APPROVED_RES	2024-04-18

MD RA
APPROVED

Since 2024-04-19
TX RA
APPROVED_RES

Since 2024-04-18

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	Baltimore	MD	12/2010	10/2017
Towne Parke	Baltimore	MD	06/2010	10/2017
Wells Fargo Clearing Services Llc	Lutherville	MD	03/2018	04/2024
Uber	San Francisco	CA	11/2017	Present
Wells Fargo Advisors Financial Network, Llc	Hunt Valley	MD	04/2024	Present

12/2010 → 10/2017

Deutsche Bank Securities Inc.

Baltimore, MD
06/2010 → 10/2017

Towne Parke

Baltimore, MD
03/2018 → 04/2024

Wells Fargo Clearing Services Llc

Lutherville, MD
11/2017 → Present

Uber

San Francisco, CA
04/2024 → Present

Wells Fargo Advisors Financial Network, Llc

Hunt Valley, MD

Previous Registrations

2018-04-10 → 2024-04-18

Wells Fargo Clearing Services, Llc

Lutherville, MD
2010-12-14 → 2017-10-17

Deutsche Bank Securities Inc.

Baltimore, MD

Baltimore, MD

New York, NY

Baltimore, MD
2009-04-07 → 2010-07-21

Msi Financial Services, Inc.

Elkridge, MD
2007-08-27 → 2009-03-13

Tiaa-Cref Individual & Institutional Services, Llc

Washington, DC

Baltimore, MD
2006-08-31 → 2007-04-03

Banc Of America Investment Services, Inc.

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-14

S66 Uniform Combined State Law Examination

2006-08-14

View on SEC IAPD

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