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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-06 |
| TX | RA | APPROVED | 2024-02-05 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 07/2004 | 02/2024 |
| Bank Of America, N.A. | Los Angeles | CA | 08/2011 | 02/2024 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 02/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2024 | Present |
*602367 - 463 South Rodeo; Investment Related - Yes; Encino, California; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2023; During Business Hours: 0; After Business Hours: 0.1; Administrative, Property Management. *602368 - 157 Maple; Investment Related - Yes; Carlsbad, California; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0.1; After Business Hours: 0; Accounting/Bookkeeping, Property Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-02 |
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