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Brion Patrick Lawler

Wells Fargo Clearing Services, LLC

Palm Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
FL RA APPROVED 2011-08-02
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • FL RA
    APPROVED
    Since 2011-08-02

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 Present
Previous Registrations
  • 2006-11-22 → 2007-08-21
    First Command Brokerage Services, Inc.
    Charlotte, NC
    Fayetteville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-21
S63 Uniform Securities Agent State Law Examination 2004-09-24
  • S65 Uniform Investment Adviser Law Examination
    2006-11-21
  • S63 Uniform Securities Agent State Law Examination
    2004-09-24
Designations
Other Names
  • Brion Lawler

View on SEC IAPD

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