Joni Lynne Reiling

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2020-09-30
TX	RA	APPROVED	2020-09-30

IA RA
APPROVED

Since 2020-09-30
TX RA
APPROVED

Since 2020-09-30

Branch Locations

3575 N 181St St, Omaha, NE 68022 • United States

1207 Central Ave, Fort Dodge, IA 50501 • United States

930 Tower Park Drive, Waterloo, IA 50701 • United States

3409 Cedar Heights Drive, Cedar Falls, IA 50613 • United States

2610 Sw White Birch Dr, Ankeny, IA 50023 • United States

1085 E Hickman Rd, Waukee, IA 50263 • United States

1301 E 1St St, Grimes, IA 50111 • United States

705 6Th Ave, Grinnell, IA 50112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameritas Investment Corp	Lincoln	NE	09/2010	09/2020
Central Financial Group	Fort Dodge	IA	09/2008	03/2017
Reiling Services Inc	Webster City	IA	05/2013	05/2017
Sii	Algona	IA	02/2017	03/2017
Midwest Financial Solutions, Llc	Webster City	IA	03/2017	09/2020
Lpl Financial Llc	Fort Dodge	IA	09/2020	Present
Greenstate Credit Union	Fort Dodge	IA	09/2020	Present

09/2010 → 09/2020

Ameritas Investment Corp

Lincoln, NE
09/2008 → 03/2017

Central Financial Group

Fort Dodge, IA
05/2013 → 05/2017

Reiling Services Inc

Webster City, IA
02/2017 → 03/2017

Sii

Algona, IA
03/2017 → 09/2020

Midwest Financial Solutions, Llc

Webster City, IA
09/2020 → Present

Lpl Financial Llc

Fort Dodge, IA
09/2020 → Present

Greenstate Credit Union

Fort Dodge, IA

Previous Registrations

2010-09-10 → 2020-10-19

Ameritas Investment Company, Llc

W Des Moines, IA

Fort Dodge, IA

Fort Dodge, IA

Webster City, IA

Iowa City, IA

Fort Dodge, IA
2017-02-13 → 2017-03-25

Signator Investors, Inc.

Fort Dodge, IA

Algona, IA
2007-11-13 → 2010-08-27

Edward Jones

Story City, IA
2007-04-11 → 2007-12-12

Ameritas Investment Company, Llc

W Des Moines, IA

Fort Dodge, IA

Fort Dodge, IA

Other Businesses

1)9/30/2020- GreenState Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)9/30/2020- Notary- Inv. Related- Fort Dodge, IA- start date 4/1/2020- 1hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-28

S66 Uniform Combined State Law Examination

2006-08-28

Other Names

Joni Fender

View on SEC IAPD